Introduction

The sequel to the Compliance I: Basic / Leergang AML/CFT/CFP - Foundation training with more in-depth learnings on money laundering, terrorist financing and fraud. This training will increase your knowledge on how to set up an effective compliance work program and how to conduct a risk assessment. It will get you more insight into the integrity guidelines of the supervisor and provide you with tools to conduct financial investigations & interview techniques.

Topics

Money laundering / financing of terrorism, current issues and typologies;
(Differentiated) Customer Due Diligence, a Risk Based Approach;
Compliance (year) program, including the shift in compliance activities;
The role of the Compliance Officer;
Incident and whistleblowing policy;
PEP, corruption and international framework;
Interview techniques;
Financial investigations techniques;
Reporting: required compliance reports.

Target group

Trainees who have followed the Compliance I: Basic / Leergang AML/CFT/CFP - Foundation training
Personnel of Financial Institutions (Banks, Casino’s, Money Transfer Businesses)
Accountants, Tax Advisers, Notaries, Lawyers and other personnel of designated non-financial institutions
All Compliance Department personnel

Benefits

This training will broaden your knowledge in the area of compliance where more in depth compliance topics are discussed. You will learn about a risk-based approach to CDD and how to set up a Compliance Work Program. Also, you will gain more insight into the integrity policy and applicable laws as well as the approach of PEPs and corruption. The training will also focus on financial investigations and interview techniques. Furthermore, new developments in the field of compliance will be discussed.

Level

Some years’ experience in the sector is recommended and preferably having completed the Compliance I: Basic / Leergang AML/CFT/CFP - Foundation training. Please contact us if you would like us to assess your eligibility for this training.

Investment includes:

Training materials and a Certificate of Achievement after positive completion of the test.

Compliance II: In Depth (Leergang AML/CFT/CFP - Intermediate)